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Dynamical systems and ergodic theory

19 papers in 12 result families, 2 with Lean-formalized main results.

No. 143

Hilbert's sixteenth problem: uniform bounds for limit cycles

Resolves the uniform boundedness assertion in Hilbert's sixteenth problem: the number of isolated periodic orbits of a real planar polynomial vector field is bounded by a finite constant depending only on its degree. For classical quintic Liénard systems, the exact maximum is two limit cycles.

Uniform bounds for planar polynomial limit cycles

For every degree, we prove that the number of isolated periodic orbits of a real planar polynomial vector field is bounded by a finite constant depending only on that degree. This establishes the uniform boundedness assertion in the second part of Hilbert's sixteenth problem. The proof uses separation of asymptotic expansions on nested complex domains and a finite-dimensional counting argument.
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Two limit cycles for quintic Liénard systems

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Every classical Liénard system \(\dot x=y-F(x)\), \(\dot y=-x\), with F an arbitrary real polynomial of degree at most five, has at most two geometrically distinct isolated periodic orbits, and the bound is attained. This proves the degree-five case of the Lins Neto–de Melo–Pugh conjecture.
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No. 144

Banach’s simple Lebesgue-spectrum problem

Resolves the probability-preserving form of Banach's simple Lebesgue-spectrum problem within smooth dynamics. A smooth volume-preserving diffeomorphism of the standard-volume three-torus has simple Lebesgue spectrum on its entire complex mean-zero L2 space: the bilateral iterates of one real observable form an orthonormal basis of that space.

A smooth three-torus diffeomorphism with simple Lebesgue spectrum

We solve the probability-preserving form of Banach's simple Lebesgue-spectrum problem in smooth dynamics. We construct a C∞ diffeomorphism of the three-torus that preserves standard volume and whose Koopman operator has simple Lebesgue spectrum on the entire mean-zero L2 space.
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No. 145

Rokhlin’s multiple-mixing problem

Proves that every invertible mixing probability-preserving transformation is mixing of all finite orders, resolving Rokhlin's multiple-mixing problem for a single transformation. Correlations among any finite collection of measurable sets converge to the product of their measures whenever all pairwise time separations diverge.

No. 146

Positive metric entropy for the standard map

Proves that the standard sine map on the two-dimensional torus has positive metric entropy with respect to area for every sufficiently large positive parameter. This establishes Sinai's positive-parameter-measure conjecture for the original family, with the stronger conclusion of a full parameter tail.

Positive Metric Entropy for the Standard Map at Large Parameters

We prove that the standard sine map of the two-dimensional torus has positive metric entropy with respect to normalized area for every sufficiently large positive parameter. This gives a full parameter tail, and hence answers Sinai's positive-parameter-measure conjecture affirmatively.
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No. 147

The near-boundary Birkhoff conjecture

Resolves the near-boundary Birkhoff conjecture for smooth strictly convex planar billiards of positive curvature. Such a billiard is an ellipse whenever a full grazing annulus is continuously foliated by individually invariant essential curves. A continuous physical collar of smooth closed convex caustics also suffices.

Rigidity of Smooth Billiards with a Continuous Caustic Collar

We prove that a smooth strictly convex planar billiard with positive curvature is an ellipse whenever a full neighborhood of its boundary is continuously foliated by smooth closed convex caustics. No differentiability across the leaves is assumed. This resolves the near-boundary Birkhoff conjecture in the stated smooth class.
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Continuous Phase Foliations Create Analytic Caustic Collars

For a smooth strictly convex planar billiard of positive curvature, a continuous foliation of a full grazing annulus by individually invariant essential curves forces an analytic boundary and a jointly analytic collar of smooth strictly convex caustics. The physical-collar rigidity theorem proved in the companion article then implies that the table is an ellipse.
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No. 148

The entropy-rate dimension formula for self-similar measures

For every self-similar measure on the line generated by finitely many contracting similarities, proves \(\dim_{\mathrm H}\mu=\min\{1,h_{\mathrm{RW}}/\chi\}\), where \(h_{\mathrm{RW}}\) is the entropy rate of random composed maps and χ the average logarithmic contraction. This resolves the entropy-rate dimension conjecture without a separation assumption, allowing exact overlaps and unequal contraction ratios.

The entropy-rate dimension formula for self-similar measures on the line

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We prove that the Hausdorff dimension of every finite real self-similar measure equals the minimum of one and its random-walk entropy rate divided by its Lyapunov exponent. Exact overlaps are allowed, and the contraction ratios may be unequal and negative. This resolves the entropy-rate dimension conjecture.
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No. 149

Classwise permanence for weakly reversible mass-action systems

Proves the permanence conjecture for every finite weakly reversible mass-action system with fixed positive rate constants. Every positive stoichiometric compatibility class, even an unbounded one, has a common compact convex forward-invariant absorbing set. All positive trajectories in that class therefore eventually share positive lower and finite upper concentration bounds.

Uniform Permanence in Weakly Reversible Mass-Action Systems

We prove the permanence conjecture for finite weakly reversible mass-action systems with fixed positive reaction rates. Every positive stoichiometric compatibility class admits one compact convex forward-invariant set that every positive trajectory in that class enters in finite time, even when the class is unbounded. The set depends only on the network, the rates, and the class; the entry time may depend on the initial state. Thus, after its entry time, every concentration satisfies the same positive lower and finite upper bounds throughout that class.
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Boundedness and persistence of weakly reversible mass-action systems

We prove the boundedness and persistence conjectures for finite weakly reversible mass-action systems with positive constant reaction rates. For every positive initial condition, the solution exists for all forward time, and every concentration remains bounded above and bounded away from zero. The bounds may depend on the initial condition, and no boundedness assumption is imposed on its stoichiometric compatibility class.
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No. 150

Weak mixing of triangular billiards with an irrational angle

Proves that the billiard flow in every nondegenerate Euclidean triangle with at least one angle irrational relative to π is weakly mixing for normalized area times uniform direction. This strengthens ergodicity on the entire irrational-angle class, with no genericity or Diophantine restrictions.

Weak mixing of triangular billiards with an irrational angle

We prove that the unit-speed billiard flow in every nondegenerate Euclidean triangle with at least one angle irrational relative to π is weakly mixing for normalized Liouville measure. Equivalently, the product of the flow with itself is ergodic.
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Ergodicity of triangular billiards with an irrational angle

We prove that the unit-speed billiard flow in every nondegenerate Euclidean triangle with at least one angle irrational relative to π is ergodic for normalized area times uniform angular measure. No genericity or Diophantine condition is required. The flow is considered outside the null set of trajectories that hit a vertex.
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No. 151

A C1 counterexample to the entropy conjecture

Constructs a noninvertible C1 self-map of a compact smooth manifold with zero topological entropy but eigenvalue 2 on second homology. This disproves the homological entropy lower bound for general C1 self-maps: homological growth need not force positive orbit complexity.

A C^1 Counterexample to the Entropy Conjecture

We disprove the general C1 self-map formulation of Shub's entropy conjecture. We construct a noninvertible C1 self-map of a compact smooth manifold without boundary whose topological entropy is zero, while its action on second real homology has eigenvalue 2. Thus the topological entropy is strictly smaller than the logarithm of the homological spectral radius.
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No. 152

Zero entropy does not guarantee a smooth positive-volume model

Constructs a zero-entropy ergodic invertible transformation of a standard nonatomic probability space that is not measurably conjugate to any C∞ diffeomorphism preserving a strictly positive smooth probability density on a compact finite-dimensional manifold. One example rules out every finite dimension.

A zero-entropy system without a smooth positive-volume model

We construct an ergodic invertible transformation of a standard nonatomic probability space with zero Kolmogorov–Sinai entropy that has no smooth positive-volume model. More precisely, it is not measurably conjugate to any C∞ diffeomorphism preserving a strictly positive smooth probability density on a compact finite-dimensional manifold. A single example excludes every finite dimension, including models on nonorientable manifolds and manifolds with smooth boundary.
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No. 153

Arithmetic classification and non-Pisot singularity for Bernoulli convolutions

Classifies singular and absolutely continuous unbiased Bernoulli convolutions for every \(\lambda\in(0,1)\) by an infinite, one-sided approximation condition using explicit finite sets of algebraic units. It also proves singularity at reciprocals of every quartic Salem number in \((1,2)\), giving examples beyond reciprocal Pisot parameters.

Arithmetic classification and non-Pisot singularity for Bernoulli convolutions

We give an arithmetic classification of singular and absolutely continuous unbiased Bernoulli convolutions for every parameter \(\lambda\in(0,1)\). The criterion is expressed through one-sided approximation by explicitly defined finite sets of algebraic units; it is an infinite approximation condition, not a finite membership algorithm. We also establish singular examples beyond reciprocals of Pisot numbers: singularity holds at the reciprocal of every quartic Salem number in \((1,2)\) and at the reciprocal of a specified non-Pisot root of an explicit degree-31 polynomial.
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No. 154

Pointwise multiple ergodic averages for mixing transformations

Proves almost-everywhere convergence of consecutive multiple ergodic averages of every finite length for invertible mixing probability-preserving transformations. For each fixed tuple of bounded functions, the limit is the product of their integrals, along all positive averaging lengths. No mixing rate or standardness assumption on the probability space is required.

Triple ergodic averages with distinct integer slopes

For every invertible mixing probability-preserving transformation, triple ergodic averages of bounded measurable functions along any three pairwise distinct nonzero integer slopes converge almost everywhere to the product of their integrals. The slopes may be positive or negative.
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Pointwise convergence of triple ergodic averages for mixing transformations

We prove pointwise convergence of triple ergodic averages for every invertible mixing probability preserving transformation T of an arbitrary probability space \((X,\mathcal F,\mu)\), with measurable inverse. For every triple of bounded measurable functions \(f_1,f_2,f_3:X\to\mathbb C\), \(\displaystyle \frac1N\sum_{n=1}^N f_1(T^nx)f_2(T^{2n}x)f_3(T^{3n}x) \longrightarrow \prod_{j=1}^3\int_X f_j\,d\mu\) for μ-almost every x as \(N\to\infty\) through all positive integers.
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Pointwise convergence of fourfold ergodic averages for mixing transformations

We prove that fourfold ergodic averages along the times \(n,2n,3n,4n\) converge almost everywhere to the product of the integrals for every invertible, bimeasurable, mixing probability-preserving transformation and every fixed choice of bounded measurable inputs. Convergence holds along all positive integer averaging lengths. No quantitative mixing rate is assumed, and the probability space need not be standard.
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Pointwise Multiple Ergodic Averages for Mixing Transformations

Let T be an invertible mixing probability-preserving transformation. For every integer n ≥ 2 and every fixed tuple of bounded measurable functions, we prove that the consecutive multiple ergodic averages of length n converge almost everywhere to the product of the integrals, as the averaging length tends to infinity through all positive integers. The probability space need not be standard, and no rate of mixing is required.
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